Senior Managers Regime Analyst

Job Listing No: 9740000

Senior Managers Regime Analyst

Charles Levick – London – My client, a leading Investment Bank and Financial Services provider, is looking to recruit a Senior Managers Regime Analyst to support the Senior Managers and Conduct Frameworks (SMCF) sub-Function in the delivery of its plans and objectives. The role holder will focus on the provision of technical analysis on risks and issues, providing support to ensure these are resolved. Compliance Compliance operates as one team to drive the right customer outcomes and protect the integrity of the financial services markets through innovation. Please visit our website here for more information. Role Purpose: The Conduct Oversight function is responsible for delivering: Group wide accountability and conduct frameworks. Conduct and accountability governance oversight. A group-wide Compliance Investigations capability that ensures appropriate stakeholder engagement, scoping and execution from intake to closing of matters. A global Whistleblowing program that supports staff who report conc… – Permanent – Full-time




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